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Understanding RIA Partnership Interest

What level of support would you like?

Occasional ad hoc advice (e.g. review portfolio allocation, or strategize for a life event)

Traditional RIA services (e.g. hands-on portfolio management on your behalf including quarterly check-ins on strategy & progress, ad hoc consultation)

Full family office services (e.g. bill pay, tax filing, legal support, etc.)

What services would you be interested in?

	Very Interested	Somewhat Interested	Not Interested
Advice on portfolio construction / allocation
Direct management of portfolio for me
Feedback on alternative investment options (PE, RE, private credit)
Deal flow access to alternative investments
Cash flow / retirement scenario planning
Tax mitigation tactics (e.g., direct indexing, tax loss harvesting, etc.)
Concentrated stock position tactics
Qualified account tactics (Roth conversions, defined benefit plans, etc.)
Education planning (529s & trusts)
Philanthropic management (e.g. DAF, private foundation)
Family governance & generational transition planning
Tax filing
Bill pay / bookkeeping
Estate planning services

If the only partner that would provide the quality & services you want is hourly would you be willing to to work with that model?

Yes

If the only partner that would provide the quality & services you want is fixed-fee, would you be willing to work with that model?

Yes

If the only partner that would provide the quality & services you want is AUM based, would you be willing to work with that model?

Yes

Assuming we find a partner who provides the quality & services you want, within your willingness to pay, how likely would it be that you use their services?

5 - Almost certain to retain them this year

4 - Likely to retain them

3 - May retain them

2 - Unlikely to retain them

1 - Almost certain not to retain them

N/A - No idea; I just want to see what you are thinking of

What value of assets would you be looking for assistance with? Note: your response is confidential

Anything else you'd like to share with us?

Name (optional)

If you would be interested in possibly piloting an RIA partnership, please include your name below.